-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GsCmZj3vLzyorzl2zBcmqStHwS4UgVznVUAvFuo3EcolqQhTmNKs9txWih03kjqW 8I9oqEc1NCQORSsVk3+2PA== 0000912057-02-026724.txt : 20020709 0000912057-02-026724.hdr.sgml : 20020709 20020709152154 ACCESSION NUMBER: 0000912057-02-026724 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000895422 IRS NUMBER: 954405635 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46927 FILM NUMBER: 02698756 BUSINESS ADDRESS: STREET 1: 1680 38TH STREET SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034445483 MAIL ADDRESS: STREET 1: 1680 38TH STREET SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: PREFERRED INCOME MANAGEMENT FUND INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALTER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001164061 IRS NUMBER: 223172699 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6095143690 MAIL ADDRESS: STREET 1: 731 ALEXANDER RD. STREET 2: SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 SC 13G/A 1 a2083890zsc13ga.txt SCHEDULE 13G/A --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response.....14.9 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Boulder Total Return Fund, Inc. ---------------- (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 101541100 --------- (CUSIP Number) June 30, 2002 ------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 101541100 --------- - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alter Asset Management, Inc. I.D. No. 22-3172699 - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power Beneficially 1,454,085 Owned by -------------------------------------------------- Each Reporting 6. Shared Voting Power Person With: -------------------------------------------------- 7. Sole Dispositive Power 1,454,085 -------------------------------------------------- 8. Shared Dispositive Power - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,454,085 - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 15.4% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IA - ------------------------------------------------------------------------------- Item 1(a) NAME OF ISSUER: Boulder Total Return Fund, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1680 38th Street, Suite 800 Boulder, Colorado 80301 Item 2(a) NAME OF PERSON FILING: Alter Asset Management, Inc. Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 731 Alexander Road, Suite 301 Princeton, New Jersey 08540 Item 2(c) CITIZENSHIP: State of Delaware Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value per share Item 2(e) CUSIP NUMBER: 101541100 Item 3 TYPE OF REPORTING PERSON: Investment Adviser, in accordance with section 240.13d-1(b)(1)(ii)(E) Item 4(a) AMOUNT BENEFICIALLY OWNED AS OF JUNE 30, 2002: 1,454,085 Item 4(b) PERCENT OF CLASS: 15.4% Item 4(c) NUMBER OF SHARES AS TO WHICH THE PERSON HAS: (i) Sole power to vote or to direct the vote: 1,454,085 (ii) Shared power to vote or to direct the vote: N/A (iii) Sole power to dispose or to direct the disposition of: 1,454,085 (iv) Shared power to dispose or to direct the disposition of: N/A Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: N/A Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: N/A Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: N/A Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: N/A Item 9 NOTICE OF DISSOLUTION OF A GROUP: N/A Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 9, 2002 --------------------------------------------- Date /s/ HOWARD T. ALTER --------------------------------------------- Signature Howard T. Alter Chairman and Chief Executive Officer Alter Asset Management, Inc. --------------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----